HJ
ChFC
HJ
ChFC

Harry Jones

38 Years of Experience
St Simons Is, GA
BrokerSells Insurance

Harry Jones is a ChFC-designated registered investment advisor at Northwestern Mutual Investment Services,llc, based in St Simons Is, GA, with 38 years of industry experience. Harry operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

300 Main St Ste 201, St Simons Is, GA, 31522

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Harry sells portfolio-based insurance products with carriers other than Northwestern Mutual and may earn commissions from non-affiliated insurance companies for life, health, annuity, and/or disability income insurance products. He is also a regional director of marketing for The BOLI Group, conducting financial services in the COLI/BOLI insurance market, dedicating a few hours per week.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
August 2011 - Present · 14 yrs 11 mos
Northwestern Mutual Investment Services, LLCBroker
April 1987 - Present · 39 yrs 3 mos
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
March 1998 - January 2002 · 3 yrs 10 mos
State Registrations5 states
COFLGAMSNC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.