JK
ChFC
JK
ChFC
James Krueger
39 Years of Experience
Rochester, NY
3 DisclosuresBroker
James Krueger is a ChFC-designated registered investment advisor at MML Investors Services, LLC, based in Rochester, NY, with 39 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Loading...
Location
400 Meridian Centre, Suite 315, Rochester, NY, 14618
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2015Denied
Customer Dispute
November 2003Denied
Customer Dispute
November 2001Denied
Employment History
Current Registrations
MML Investors Services, LLC
March 2017 - Present · 9 yrs 7 mos
MML Investors Services, LLCBroker
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
Msi Financial Services, INC.
October 2008 - March 2017 · 8 yrs 5 mos
Msi Financial Services, INC.Broker
March 1991 - March 2017 · 26 yrs
Metropolitan Life Insurance CompanyBroker
March 1991 - July 2007 · 16 yrs 4 mos
Brighton Securities CORP.Broker
August 1990 - January 1991 · 5 mos
Royce Park Investments, INC.Broker
April 1987 - August 1990 · 3 yrs 4 mos
State Registrations21 states
AZCOCTDCFLGAILINMAMEMIMSNCNJNVNYOHPATXVAVT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
More Advisors
- Ernesto BarceloMML Investors Services, LLC
- Karl HeathMML Investors Services, LLC
- Antonio BarceloMML Investors Services, LLC
- Rachelle SnyderMML Investors Services, LLC
- Patrick UnderwoodMML Investors Services, LLC
- Michael Argaman, ChFCMML Investors Services, LLC