Carolyn Thompson
Carolyn Thompson is a registered investment advisor at Strategic Advisers LLC, based in Allison Park, PA, with 20 years of industry experience. Carolyn operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 2,031,770 clients with $1100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $1.0M | 1.10% |
| $1.0M - $2.0M | 0.90% |
| $2.0M - $5.0M | 0.70% |
| $5M+ | 0.50% |
Fidelity Advisory Services: 1.10% on all assets. Wealth Management and Private Wealth Management: tiered fees as described above. Fees are subject to change and can be negotiated for certain accounts. Additional fees of up to 0.40% may apply for SMA Sleeves where advisory services are not provided solely by a Strategic Advisers affiliate.
Fee Estimator
Location
Allison Park, PA
Get directionsHistory
Regulatory History (1)
Criminal
December 1985Other Business Activities
Carolyn is a trustee for the Howard Alter Trust, which distributes funds to a local church. This activity requires minimal time.
Employment History
Current Registrations
Strategic Advisers LLC
Fidelity Brokerage Services LLC
Fidelity Brokerage Services LLCBroker
Previous Registrations
Fidelity Personal and Workplace Advisors
Pma Asset Management, LLC
Pma Securities, LLCBroker
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Grant Street Securities, INC.Broker
Fidelity Investments Institutional Services Company, INC.Broker
Federated Securities CORP.Broker
John Nuveen & CO., IncorporatedBroker
State Registrations38 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.