Anthony Prete
Anthony Prete is a registered investment advisor at MML Investors Services, LLC, based in Deer Park, NY, with 22 years of industry experience. Anthony operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
1600 Deer Park Ave, Suite B, Deer Park, NY, 11729
Get directionsHistory
Regulatory History (4)
Regulatory
February 2021Financial
October 2017Financial
May 2017Regulatory
March 2010Other Business ActivitiesSells Insurance
Anthony owns Legacy Tax Specialist, Inc., where he prepares and advises clients on their taxes, dedicating about 10-20% of his time. He is also an insurance broker selling life, fixed annuities, disability, long-term care, and health insurance, spending a few hours per week on this activity.
Employment History
Current Registrations
MML Investors Services, LLCBroker
MML Investors Services, LLC
Previous Registrations
Kovack Advisors, INC.
Kovack Securities INC.Broker
Equity Services, INC.Broker
Ameritas Investment CORP.Broker
New England SecuritiesBroker
Signator Investors, INC.Broker
American General Securities IncorporatedBroker
MML Investors Services, INC.Broker
Equity Services, INC.Broker
John Hancock Distributors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
Eq Financial Consultants, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.