KM
KM

Keith Mirto

38 Years of Experience
New York, NY
Broker

Keith Mirto is a registered investment advisor at RBC Capital Markets, LLC, based in New York, NY, with 38 years of industry experience. Keith operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

200 Vesey St., New York, NY, 10281

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
RBC Capital Markets, LLC
May 2013 - Present · 13 yrs
RBC Capital Markets, LLCBroker
March 2002 - Present · 24 yrs 2 mos
Previous Registrations
Tucker Anthony IncorporatedBroker
July 1999 - March 2002 · 2 yrs 8 mos
Painewebber IncorporatedBroker
August 1995 - July 1999 · 3 yrs 11 mos
Kidder, Peabody & CO. IncorporatedBroker
December 1991 - July 1995 · 3 yrs 7 mos
Oppenheimer & CO., INC.Broker
November 1987 - December 1991 · 4 yrs 1 mo
State Registrations2 states
NJNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.