Dennis Coleman
Dennis Coleman is a registered investment advisor at Wells Fargo Advisors, based in Charleston, SC, with 29 years of industry experience. Dennis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
320 Broad St, Charleston, SC, 29401
Get directionsHistory
Regulatory History (3)
Customer Dispute
August 2005Customer Dispute
February 2002Customer Dispute
February 2000Other Business Activities
Dennis co-owns rental property in Atlanta, GA since October 2024. He spends minimal time on this activity.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations33 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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