James Brown
James Brown is a registered investment advisor at Wells Fargo Advisors, based in Naperville, IL, with 38 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
2056 Westings Ave, Suite 340, Naperville, IL, 60563
Get directionsHistory
Regulatory History (4)
Financial
October 2017Financial
July 2017Financial
May 2017Financial
May 2017Other Business Activities
James acts as power of attorney for his father since 1998, which is investment related. He also serves as a director on the board of the River Road Condominium Association, spending minimal time attending meetings.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Advisors Financial Network, LLCBroker
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
Elan Investment Services, INC.Broker
Elan Investment Services, INC.Broker
Naper Securities CorporationBroker
State Registrations42 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.