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Robert Siracusano

29 Years of Experience
Naperville, IL
3 DisclosuresBroker

Robert Siracusano is a registered investment advisor at Wells Fargo Advisors, based in Naperville, IL, with 29 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 466,575 clients with $250B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4242 advisors
IM Fee
Planning only
Assets Under Management
$252.3B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

400 East Diehl Rd, Suite 330, Naperville, IL, 60563

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2024
Settled
Customer Dispute
May 2011
Award / Judgment
Customer Dispute
September 2003
Denied
Other Business Activities

Robert has multiple business ventures, including aircraft ownership/maintenance, real estate, internet marketing, and gaming machine leasing. One of his businesses, Siracusano - Sleezer LLC, requires nearly full-time commitment.

Employment History
Current Registrations
Wells Fargo Advisors
December 2003 - Present · 22 yrs 10 mos
Wells Fargo Advisors Financial Network, LLCBroker
December 2003 - Present · 22 yrs 10 mos
Previous Registrations
UBS Financial Services INC.
July 2001 - December 2003 · 2 yrs 5 mos
UBS Financial Services INC.Broker
October 2000 - December 2003 · 3 yrs 2 mos
Edward JonesBroker
January 1997 - November 2000 · 3 yrs 10 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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