Mary Goddard is a registered investment advisor at Sprott Asset Management USA INC., based in Darien, CT, with 39 years of industry experience. Mary is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management. Their firm serves 3,362 clients with $10B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Standard fee schedule is up to 2.0% of assets under management. Fees are negotiable and vary by client type, strategy, and total assets.
Fee Estimator
Location
320 Post Road, Suite 230, Darien, CT, 06820
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Mary works as an advisory representative for Sprott Asset Management USA Inc., a registered investment advisor. She acts as an investment advisory representative for clients, administers trading, and conducts other business as required, dedicating about half of her time to this role.
Employment History
Current Registrations
Sprott Asset Management USA INC.
Sprott Global Resource Investments LTDBroker
Previous Registrations
Torrey Pines Securities, INC.Broker
Planner's Independent Management, INC.Broker
State Registrations52 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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