MG
MG

Mary Goddard

38 Years of Experience
Broker

Mary Goddard is a registered investment advisor at Sprott Asset Management USA INC., based in Darien, CT, with 38 years of industry experience. Mary operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 2,613 clients with $4.6B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
22 advisors
Number of Clients
2,613 clients
Average Client Portfolio
$1.8M average
Assets Under Management
$4.6B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Fees are subject to negotiation at the sole discretion of SAM USA and will typically vary according to several factors, such as: the type of client; the discretionary authority granted to the Adviser; the total assets under management; and other business considerations.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Loading...

Location

320 Post Road, Suite 230, Darien, CT, 06820

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Mary works as an advisory representative for Sprott Asset Management USA Inc., a registered investment advisor. She acts as an investment advisory representative for clients, administers trading, and conducts other business as required, dedicating about half of her time to this role.

Employment History
Current Registrations
Sprott Asset Management USA INC.
February 2006 - Present · 20 yrs 2 mos
Sprott Global Resource Investments LTDBroker
December 1994 - Present · 31 yrs 4 mos
Previous Registrations
Torrey Pines Securities, INC.Broker
April 1993 - December 1994 · 1 yr 8 mos
Planner's Independent Management, INC.Broker
August 1987 - May 1993 · 5 yrs 9 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.