TB
ChFC
TB
ChFC

Troy Bender

37 Years of Experience
Fairfield, IA
Broker

Troy Bender is a ChFC-designated registered investment advisor, based in Fairfield, IA, with 37 years of industry experience. Troy is also registered as a broker, so some compensation may come from commissions on products sold.

Location

1776 Pleasant Plain Road, Fairfield, IA, 52556

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Troy works as an advisory representative of a registered investment advisor (RIA). This investment-related activity takes about half of his time, split evenly between advisory work and trading.

Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
September 2014 - Present · 12 yrs 1 mo
Cambridge Investment Research, INC.
September 2014 - Present · 12 yrs 1 mo
Cambridge Investment Research, INC.Broker
September 2014 - Present · 12 yrs 1 mo
Previous Registrations
Bancwest Investment Services, INC.Broker
December 2013 - September 2014 · 9 mos
Bancwest Investment Services, INC. (bwis) and Bwis D/b/a Fhis
December 2013 - September 2014 · 9 mos
Brokers International Financial Services, LLC.Broker
December 2012 - December 2013 · 1 yr
Brokers International Financial Services, LLC
December 2012 - December 2013 · 1 yr
VALIC Financial Advisors, INC.Broker
December 2011 - October 2012 · 10 mos
VALIC Financial Advisors, INC.
December 2011 - October 2012 · 10 mos
Waddell & Reed, INC.Broker
March 2010 - December 2011 · 1 yr 9 mos
Waddell & Reed, INC.
March 2010 - December 2011 · 1 yr 9 mos
Cambridge Investment Research Advisors, INC.
July 2009 - April 2010 · 9 mos
Cambridge Investment Research, INC.Broker
July 2009 - April 2010 · 9 mos
Umb Financial Services, INC.Broker
July 1999 - May 2009 · 9 yrs 10 mos
Transamerica Securities Sales CorporationBroker
September 1998 - July 1999 · 10 mos
Laughlin Group Advisors, INC.Broker
July 1996 - February 1997 · 7 mos
Pruco Securities CorporationBroker
March 1987 - February 1996 · 8 yrs 11 mos
State Registrations1 state
IA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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