Duke Cope
Duke Cope is a CFP-designated registered investment advisor at Cope Private Wealth, based in Birmingham, AL, with 38 years of industry experience. Duke operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 170 clients with $88M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $3.0M | 1.10% |
| $3.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.75% |
| $10M+ | 0.75% |
Fees negotiable for accounts over $10,000,000.
Fee Estimator
Location
2000 Southbridge Parkway, Suite 625, Birmingham, AL, 35209
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 1995Other Business ActivitiesSells Insurance
Duke works as an insurance agent, selling various insurance products. This activity takes about 10-20% of his time.
Employment History
Current Registrations
Cope Private Wealth
Previous Registrations
Rfg Advisory, LLC
Private Client Services, LLCBroker
Prospera Financial Services, INC.
Prospera Financial Services, INC.Broker
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Morgan Keegan & Company, INC.
Morgan Keegan & Company, INC.Broker
Prudential Securities IncorporatedBroker
Lehman Brothers INC.Broker
Lehman Brothers INC.Broker
The Robinson-Humphrey Company INC.Broker
J.C. Bradford & CO.Broker
George M. Wood & Company, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.