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Clifford Rutledge

Wealthtrust Asset Management, LLC
38 Years of Experience
Mobile, AL
5 Disclosures
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Clifford Rutledge is a registered investment advisor at Wealthtrust Asset Management, LLC, based in Mobile, AL, with 38 years of industry experience. Clifford operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 256 clients with $220M in assets under management.

Wealthtrust Asset Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
256 clients
Average Client Portfolio
$849K average
Assets Under Management
$217.4M

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.25%

Maximum annual fee is 1.25% for discretionary accounts and 1.55% for non-discretionary accounts. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Mobile, AL

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2018
Pending
Regulatory
May 2012
Final
Regulatory
April 2008
Final
Customer Dispute
March 2008
Settled
Customer Dispute
April 1997
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Clifford owns rental property in Santa Rosa Beach, FL, since 2016, but spends no time on it. He also does business as Duncan McHugh Investments to market his registered investment advisor services since 2018.

Employment History
Current Registrations
Wealthtrust Asset Management, LLC
November 2016 - Present · 9 yrs 11 mos
Previous Registrations
Wells Fargo Advisors, LLC
December 2012 - December 2016 · 4 yrs
Wells Fargo AdvisorsBroker
December 2012 - December 2016 · 4 yrs
Morgan Keegan & Company, INC.Broker
February 2009 - December 2012 · 3 yrs 10 mos
Morgan Keegan & Company, INC.
February 2009 - December 2012 · 3 yrs 10 mos
UBS Financial Services INC.
January 2007 - March 2009 · 2 yrs 2 mos
UBS Financial Services INC.Broker
November 2006 - March 2009 · 2 yrs 4 mos
Morgan Keegan & Company, INC.Broker
September 1999 - November 2006 · 7 yrs 2 mos
Eq Financial Consultants, INC.Broker
April 1993 - September 1999 · 6 yrs 5 mos
The Equitable Life Assurance Society of the United StatesBroker
April 1993 - September 1999 · 6 yrs 5 mos
The Biedenharn Investment Group, INC.Broker
March 1991 - March 1993 · 2 yrs
Dean Witter Reynolds INC.Broker
July 1989 - September 1990 · 1 yr 2 mos
Equico Securities, INC.Broker
June 1988 - July 1989 · 1 yr 1 mo
The Equitable Life Assurance Society of the United StatesBroker
May 1988 - July 1989 · 1 yr 2 mos
American Express Financial Advisors INC.Broker
February 1988 - June 1988 · 4 mos
State Registrations2 states
ALTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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