Mark Ruleman
Mark Ruleman is a registered investment advisor at Independent Financial Group, LLC, based in Memphis, TN, with 39 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.
Location
6000 Poplar Ave, Ste. 250 #244, Memphis, TN, 38119
Get directionsHistory
Regulatory History (3)
Judgment / Lien
August 2011Judgment / Lien
May 2011Customer Dispute
November 2000Other Business ActivitiesSells Insurance
Mark is an independent insurance agent offering various types of insurance, dedicating a few hours per week to this activity. He also owns Ruleman Asset Management & Planning, a DBA used for marketing securities and advisory services, which takes up nearly all of his time.
Employment History
Current Registrations
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
Cetera Advisor Networks LLC
Girard Securities, INC.
Girard Securities, INC.Broker
United Capital Financial Advisers
Raymond James Financial Services Advisors, INC
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Painewebber IncorporatedBroker
J.C. Bradford & CO.Broker
The Robinson-Humphrey Company INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.