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Stephen Kruchten

Raymond James Financial Services Advisors, INC
39 Years of Experience
St.Petersburg, FL
2 DisclosuresBroker
View SEC Summary
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Stephen Kruchten is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in St.Petersburg, FL, with 39 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

880 Carillon Parkway, St.Petersburg, FL, 33733

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2005
Denied
Customer Dispute
December 2001
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Stephen is an advisory board member for BISA, meeting quarterly to discuss collaboration between banks/credit unions and broker-dealers. This activity requires a few hours per week.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
December 2013 - Present · 12 yrs 10 mos
Raymond James Financial Services, INC.Broker
August 2009 - Present · 17 yrs 2 mos
Previous Registrations
Invest Financial CorporationBroker
January 2008 - August 2009 · 1 yr 7 mos
AXA Distributors, LLCBroker
June 2005 - January 2008 · 2 yrs 7 mos
Wells Fargo Investments, LLC
November 2004 - July 2005 · 8 mos
Wells Fargo Brokerage Services, L.L.C.Broker
December 2000 - August 2002 · 1 yr 8 mos
Wells Fargo Investments, LLCBroker
December 2000 - July 2005 · 4 yrs 7 mos
Wells Fargo Securities INC.Broker
September 1999 - May 2001 · 1 yr 8 mos
Wells Fargo Brokerage Services, L.L.C.Broker
March 1998 - December 2000 · 2 yrs 9 mos
Norwest Investment Services, INC.Broker
January 1998 - February 1998 · 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1996 - February 1998 · 1 yr 9 mos
Primevest Financial Services, INC.Broker
March 1992 - May 1996 · 4 yrs 2 mos
Dean Witter Reynolds INC.Broker
November 1988 - March 1992 · 3 yrs 4 mos
Iri Securities CorporationBroker
April 1987 - November 1988 · 1 yr 7 mos
State Registrations24 states
CTDCDEFLIAILINMAMDMEMIMNMONDNENHNJNYOHPARISDVTWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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