Mark Fricks
Mark Fricks is a registered investment advisor at Gradient Investments, LLC, based in Marietta, GA, with 31 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 26,563 clients with $8.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Strategic Portfolios: 2.00% annually. Tactical Portfolios: 1.80% annually. Allocation & Defined Outcome Portfolios: 1.70% annually. Preservation Portfolios: 1.00% annually. Private Wealth Series: 1.50% annually. Fees are negotiable.
Fee Estimator
Location
410 Villa Rica Way Sw, Suite 100, Marietta, GA, 30064
Get directionsHistory
Regulatory History (2)
Regulatory
August 2012Customer Dispute
March 2010Other Business ActivitiesSells Insurance
Mark is the owner, insurance agent, and advisor at Fricks and Associates, dba MasterPlan Retirement Consultants, since 2010. He sells fixed insurance and precious metals, dedicating about a quarter of his time to this activity.
Employment History
Current Registrations
Gradient Investments, LLC
Masterplan Retirement Consultants
Previous Registrations
Camarda Wealth Advisory Group
Redhawk Wealth Advisors, INC.
Foresters Equity Services, INC.Broker
Your Retirement Coach, INC.
Sagepoint Financial, INC.Broker
Sunamerica Securities, INC.Broker
PFS Investments INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.