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Glen Battisto

38 Years of Experience
Harrison, AR
1 DisclosureBroker

Glen Battisto is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Harrison, AR, with 38 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

303 N Main Street, Suite 106, Harrison, AR, 72601

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2000
Denied
Other Business Activities

Glen is an officer and treasurer at DNB Real Estate since 2020, buying rental properties. This takes a few hours per week.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 4 mos
Raymond James Financial Services, INC.Broker
January 2006 - Present · 20 yrs 4 mos
Previous Registrations
Raymond James Financial Services
May 2006 - January 2009 · 2 yrs 8 mos
Edward JonesBroker
March 1999 - January 2006 · 6 yrs 10 mos
Nationsbanc Investments, INC.Broker
January 1998 - March 1999 · 1 yr 2 mos
NationssecuritiesBroker
October 1997 - January 1998 · 3 mos
Boatmen's Investment Services, INC.Broker
June 1996 - December 1996 · 6 mos
Boatmen's Investment Services of Arkansas, INC.Broker
March 1994 - October 1997 · 3 yrs 7 mos
Edward D. Jones & CO., L.P.Broker
September 1990 - March 1994 · 3 yrs 6 mos
American Express Financial Advisors INC.Broker
April 1987 - September 1990 · 3 yrs 5 mos
State Registrations26 states
ALARAZCAFLIAIDILKYLAMEMNMOMSNCNMNVOKSCSDTNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.