Charles Johnston is a registered investment advisor at Morgan Stanley, based in New York, NY, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1585 Broadway, New York, NY, 10036
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
July 2023 - Present · 2 yrs 10 mos
Morgan Stanley
July 2023 - Present · 2 yrs 10 mos
Previous Registrations
UBS Financial Services INC.
May 2009 - June 2023 · 14 yrs 1 mo
UBS Financial Services INC.Broker
January 2009 - June 2023 · 14 yrs 5 mos
UBS International INC.Broker
July 2006 - January 2009 · 2 yrs 6 mos
UBS Financial Services INC.Broker
April 2003 - July 2006 · 3 yrs 3 mos
UBS Painewebber Services INC.Broker
December 1998 - July 2002 · 3 yrs 7 mos
Painewebber IncorporatedBroker
February 1990 - January 1997 · 6 yrs 11 mos
State Registrations2 states
NJNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.