Ronald Rotthaus
Ronald Rotthaus is a registered investment advisor at Bok Financial Advisors, based in Plano, TX, with 36 years of industry experience. Ronald is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning, Tax Planning. Their firm serves 3,334 clients with $1.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $2.0M | 1.00% |
| $2M+ | 0.75% |
Fees may be negotiable. Clients with assets under $75,000 may pay a higher rate.
Fee Estimator
Location
5601 Granite Parkway, Stes. 400 & 1300, Plano, TX, 75024
Get directionsHistory
Regulatory History (2)
Customer Dispute
June 2013Customer Dispute
December 2009Other Business Activities
Ronald is a director of LifeBionix, Inc., dedicating minimal time to this unpaid role during evenings and weekends.
Employment History
Current Registrations
Bok Financial Advisors
Bok Financial Securities, INC.Broker
Previous Registrations
Nationwide Investment Services CorporationBroker
Compass Brokerage, INC.Broker
Financial Horizons Discount Brokerage, INC.Broker
Financial Horizons Securities CorporationBroker
Kavanaugh Securities, INC.Broker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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