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Alessandro Ugge

Bok Financial Advisors
13 Years of Experience
Plano, TX
Broker
View SEC Summary
View SEC Summary

Alessandro Ugge is a ChFC-designated registered investment advisor at Bok Financial Advisors, based in Plano, TX, with 13 years of industry experience. Alessandro is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning, Tax Planning. Their firm serves 3,334 clients with $1.1B in assets under management.

Bok Financial Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
144 advisors
Number of Clients
3,334 clients
Average Client Portfolio
$317K average
Assets Under Management
$1.1B

Fee Structure

Minimum Investment:$100K
Planning is included in investment management (also available separately)
Minimum Annual Fee:$1,000
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.50%
$1.0M - $2.0M1.00%
$2M+0.75%

Fees may be negotiable. Clients with assets under $75,000 may pay a higher rate.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5601 Granite Parkway, Stes. 400 & 1300, Plano, TX, 75024

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Bok Financial Private Wealth, INC.
September 2023 - Present · 3 yrs 1 mo
Bok Financial Advisors
September 2023 - Present · 3 yrs 1 mo
Bok Financial Securities, INC.Broker
September 2023 - Present · 3 yrs 1 mo
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2020 - September 2023 · 3 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2020 - September 2023 · 3 yrs
Bbva Wealth Solutions INC.
October 2018 - September 2020 · 1 yr 11 mos
Bbva Securities INC.Broker
September 2018 - September 2020 · 2 yrs
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2016 - September 2018 · 1 yr 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2016 - September 2018 · 1 yr 11 mos
Citigroup Global Markets INC.
June 2013 - September 2016 · 3 yrs 3 mos
Citigroup Global Markets INC.Broker
May 2013 - September 2016 · 3 yrs 4 mos
State Registrations9 states
CACOCTFLMDNJOKTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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