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Stuart Valentine

26 Years of Experience
Fairfield, IA
3 DisclosuresBroker

Stuart Valentine is a registered investment advisor, based in Fairfield, IA, with 26 years of industry experience.

Location

505 N 4th St ste 202, Fairfield, IA, 52556

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2013
Settled
Regulatory
January 1996
Final
Criminal
January 1980
Final Disposition
Other Business Activities

Stuart is an advisory board member for Sustainable Iowa Land Trust, dedicating minimal time to strategic planning and pro bono financial advice. He also serves as co-director of Sustainable Living Coalition, spending a few hours per week attending board meetings, and dedicates nearly all of his time as an Investment Advisor/Co-Founder at Centered Wealth.

Employment History
Current Registrations
Vanderbilt Securities, LLCBroker
July 2017 - Present · 8 yrs 10 mos
Vanderbilt Advisory Services
July 2017 - Present · 8 yrs 10 mos
Previous Registrations
Financial West Group
January 2003 - July 2017 · 14 yrs 6 mos
Financial West GroupBroker
January 2000 - July 2017 · 17 yrs 6 mos
State Registrations29 states
ARCACOCTDCDEFLGAHIIAILMAMIMNMOMSNCNMNVNYOKORPASCTXVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Stuart Valentine - Financial Advisor | TrueAdvisor