Leo Syphus
Leo Syphus is a CFP, ChFC-designated registered investment advisor at LPL Financial LLC, based in St. George, UT, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1331 N Dixie Downs Rd.,, Unit 76, St. George, UT, 84770
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2004Other Business ActivitiesSells Insurance
Leo operates his LPL business through Syphus Financial, Inc., dedicating full-time hours to it. He also works with Syphus Financial, Inc. as a non-variable insurance/insurance agency, spending minimal time on this activity.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Scf Investment Advisors, INC.
Scf Securities, INC.Broker
Wall Street Financial Group, INC.Broker
Wall Street Financial Group, INC
Zions Investment Securities, INC
Zions Investment Securities, INC.Broker
Fbl Marketing Services, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.