Nancy Murphy is a registered investment advisor at Morgan Stanley, based in Spring Branch, TX, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
Spring Branch, TX
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
March 2001 - April 2007 · 6 yrs 1 mo
Morgan Stanley Dw INC.Broker
March 2001 - April 2007 · 6 yrs 1 mo
Dain Rauscher IncorporatedBroker
March 1998 - March 2001 · 3 yrs
Dain Rauscher IncorporatedBroker
January 1998 - March 1998 · 2 mos
Rauscher Pierce Refsnes, INC.Broker
December 1996 - January 1998 · 1 yr 1 mo
Smith Barney INC.Broker
July 1996 - December 1996 · 5 mos
Piper Jaffray INC.Broker
September 1995 - May 1996 · 8 mos
Dain Bosworth IncorporatedBroker
January 1995 - September 1995 · 8 mos
Rauscher Pierce Refsnes, INC.Broker
March 1994 - December 1994 · 9 mos
Prudential Securities IncorporatedBroker
March 1993 - April 1994 · 1 yr 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1992 - February 1993 · 7 mos
Painewebber IncorporatedBroker
October 1991 - June 1992 · 8 mos
State Registrations2 states
NYTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.