Georgina Rosal
Georgina Rosal is a registered investment advisor at LPL Financial LLC, based in Houston, TX, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2 Riverway Ste 725, Houston, TX, 77056
Get directionsHistory
Regulatory History (2)
Criminal
December 2023Criminal
February 1978Other Business Activities
Georgina operates under Gladstone Wealth Partners and Priority Wealth Partners as DBAs for her LPL business, dedicating full-time hours to these investment-related activities. She also has a business entity, Rosal Davie & Associates LLP, for tax/investment purposes.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
The Lincoln National Life Insurance CompanyBroker
Osaic Fa, INC.Broker
Osaic Fa, INC.
Cigna Financial Advisors,inc.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.