MG
MG

Marci Griffin

33 Years of Experience
Henderson, NV
Broker

Marci Griffin is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Henderson, NV, with 33 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

Henderson, NV

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2026 - Present · 4 mos
Raymond James Financial Services, INC.
January 2026 - Present · 4 mos
Raymond James Financial Services, INC.Broker
January 2026 - Present · 4 mos
Previous Registrations
Raymond James & Associates, INC.
May 2022 - December 2025 · 3 yrs 7 mos
Raymond James & Associates, INC.Broker
May 2022 - December 2025 · 3 yrs 7 mos
Wells Fargo Clearing Services, LLCBroker
March 2020 - May 2022 · 2 yrs 2 mos
Wells Fargo Clearing Services, LLC
March 2020 - May 2022 · 2 yrs 2 mos
Mercer Global Advisors INC.
July 2019 - February 2020 · 7 mos
Morgan StanleyBroker
September 2017 - June 2019 · 1 yr 9 mos
Morgan Stanley
September 2017 - June 2019 · 1 yr 9 mos
Suntrust Advisory Services, INC.
September 2016 - August 2017 · 11 mos
Suntrust Investment Services, INC.
April 2016 - December 2016 · 8 mos
Suntrust Investment Services, INC.Broker
April 2016 - August 2017 · 1 yr 4 mos
Wells Fargo Advisors, LLC
August 2015 - January 2016 · 5 mos
Wells Fargo Advisors, LLCBroker
August 2015 - January 2016 · 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2013 - July 2015 · 2 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2013 - July 2015 · 2 yrs 6 mos
Morgan Stanley
May 2011 - December 2012 · 1 yr 7 mos
Morgan StanleyBroker
May 2011 - December 2012 · 1 yr 7 mos
UBS Financial Services INC.
April 2010 - May 2011 · 1 yr 1 mo
UBS Financial Services INC.Broker
April 2010 - May 2011 · 1 yr 1 mo
UBS Financial Services INC.
July 2007 - September 2008 · 1 yr 2 mos
UBS Financial Services INC.Broker
April 2007 - September 2008 · 1 yr 5 mos
Robert W. Baird & CO. IncorporatedBroker
January 2006 - June 2006 · 5 mos
Wachovia Securities, LLCBroker
December 2003 - March 2005 · 1 yr 3 mos
Goldman, Sachs & CO.Broker
October 1999 - April 2003 · 3 yrs 6 mos
Abn Amro IncorporatedBroker
May 1998 - October 1999 · 1 yr 5 mos
Painewebber IncorporatedBroker
August 1997 - April 1998 · 8 mos
Prudential Securities IncorporatedBroker
May 1996 - July 1997 · 1 yr 2 mos
Everen Securities, INC.Broker
September 1995 - May 1996 · 8 mos
Painewebber IncorporatedBroker
May 1994 - September 1995 · 1 yr 4 mos
Robert W. Baird & CO. IncorporatedBroker
September 1993 - June 1994 · 9 mos
A. G. Edwards & Sons, INC.Broker
September 1988 - September 1993 · 5 yrs
The Stuart-James Company, INC.Broker
July 1987 - October 1987 · 3 mos
First Investors CorporationBroker
May 1987 - July 1987 · 2 mos
Blinder, Robinson & Co.,inc.Broker
April 1987 - June 1987 · 2 mos
State Registrations1 state
NV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.