Mark Goldman is a CFP-designated registered investment advisor, based in Glen Head, NY, with 39 years of industry experience.
Location
333 Glen Head Rd, Suite 260, Glen Head, NY, 11545
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Mark is the President and an officer of Goldman Financial Services, providing financial advice and services to individual and corporate clients. He dedicates minimal time to this business.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
August 2022 - Present · 3 yrs 9 mos
Raymond James Financial Services, INC.Broker
August 2022 - Present · 3 yrs 9 mos
Previous Registrations
B. Riley Wealth Advisors, INC.
August 2022 - September 2022 · 1 mo
B Riley Wealth Management
January 2015 - September 2022 · 7 yrs 8 mos
Wunderlich Securities, INC.
January 2010 - December 2014 · 4 yrs 11 mos
B. Riley Wealth ManagementBroker
March 2007 - September 2022 · 15 yrs 6 mos
Capital Securities of America, INC.Broker
September 2004 - March 2007 · 2 yrs 6 mos
First Allied Securities, INC.Broker
August 1997 - September 2004 · 7 yrs 1 mo
Smith Barney INC.Broker
July 1993 - August 1997 · 4 yrs 1 mo
Lehman Brothers INC.Broker
October 1992 - July 1993 · 9 mos
A. G. Edwards & Sons, INC.Broker
June 1990 - October 1992 · 2 yrs 4 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
May 1989 - June 1990 · 1 yr 1 mo
Drexel Burnham Lambert IncorporatedBroker
May 1988 - May 1989 · 1 yr
Investors Center INC.Broker
March 1987 - May 1988 · 1 yr 2 mos
State Registrations18 states
CACOCTDCFLMAMSMTNCNJNVNYPASCTXVAVTWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.