Gary Lofgren is a CFP-designated registered investment advisor at Tsa Management INC, based in Glen Head, NY, with 44 years of industry experience. Gary is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,566 clients with $1.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.00% |
| $500K - $1.0M | 1.00% |
| $1.0M - $5.0M | 0.75% |
| $5.0M - $10.0M | 0.50% |
| $10M+ | 0.20% |
Rates reflect TSA Portfolio Management's primary equity schedule under Lockwood programs. Fees may vary by program, such as 0.75% to 1.5% for accounts under $500K in Pershing Tier I, and are subject to negotiation for larger accounts. Other programs like Marstone charge 0.5% and CUNY charges 0.55% to 0.75%.
Fee Estimator
Location
725 Glen Cove Ave, Glen Head, NY, 11545
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Gary is involved in several outside business activities, including an RIA business (ELH Associates), serving as co-trustee for multiple charitable foundations and a living trust, and holding a position as Vice President of Lofgren Realty, Inc. His time commitment varies across these activities, ranging from minimal involvement to about 10-20% of his time for ELH Associates.
Employment History
Current Registrations
Tsa Management INC
Halliday Financial, LLCBroker
Previous Registrations
Tsa Management INC
Tsa Management INC
Uslife Equity Sales CORP.Broker
Kurz-Liebow & Company, INC.Broker
MML Investors Services, INC.Broker
Shearson Lehman/american Express INC.Broker
Paine, Webber, Jackson & Curtis INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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