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Lesa Franklin-Johnson

Edward Jones
36 Years of Experience
Sacramento, CA
1 DisclosureBroker
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Lesa Franklin-Johnson is a registered investment advisor at Edward Jones, based in Sacramento, CA, with 36 years of industry experience. Lesa is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 4,069,320 clients with $1000B in assets under management.

Edward Jones
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
24113 advisors
Number of Clients
4,069,320 clients
Average Client Portfolio
$249K average
Assets Under Management
$1013.6B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.40%

The fee schedule consists of a Program Fee (up to 1.35%) and a Platform Fee (up to 0.05%), totaling a maximum annual rate of 1.40%. Fees are negotiable and may be lower based on account size or pricing groups.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

4080 Truxel Rd, Suite 240, Sacramento, CA, 95834

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History

Regulatory History (1)
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Judgment / Lien
December 2015
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Edward JonesBroker
November 2009 - Present · 16 yrs 11 mos
Edward Jones
November 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley Smith BarneyBroker
June 2009 - November 2009 · 5 mos
Morgan Stanley Smith Barney LLC
June 2009 - November 2009 · 5 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
November 2003 - April 2007 · 3 yrs 5 mos
Morgan Stanley Dw INC.Broker
November 2003 - April 2007 · 3 yrs 5 mos
UBS Financial Services INC.
July 1997 - November 2003 · 6 yrs 4 mos
UBS Financial Services INC.Broker
January 1995 - November 2003 · 8 yrs 10 mos
Kidder, Peabody & CO. IncorporatedBroker
November 1989 - January 1995 · 5 yrs 2 mos
State Registrations14 states
ARAZCACTHIIDMANVOKORPATNTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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