RS
RS

Richard Snowden

32 Years of Experience
Bryan, TX
Broker

Richard Snowden is a registered investment advisor at Cetera Investment Advisers LLC, based in Bryan, TX, with 32 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...

Location

1716 Briarcrest Drive, 3rd Floor, Bryan, TX, 77802

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Richard is involved in several outside business activities, including being the chairman of a church committee, co-owning agricultural land, and owning Five Stones Wealth Management, LLC. He also serves as a board member for a municipal utility district and a council member for a church, dedicating minimal time to each, and is a member of a fundraising committee.

Employment History
Current Registrations
Cetera Investment Services LLCBroker
July 2018 - Present · 7 yrs 10 mos
Cetera Investment Advisers LLC
July 2018 - Present · 7 yrs 10 mos
Cetera Investment Services LLC
July 2018 - Present · 7 yrs 10 mos
Previous Registrations
LPL Financial LLC
September 1999 - August 2018 · 18 yrs 11 mos
LPL Financial LLCBroker
September 1999 - August 2018 · 18 yrs 11 mos
Wells Fargo Securities INC.Broker
July 1999 - October 1999 · 3 mos
Forum Financial Services, INC.Broker
May 1997 - July 1999 · 2 yrs 2 mos
Painewebber IncorporatedBroker
July 1992 - August 1995 · 3 yrs 1 mo
Fidelity Brokerage Services, INC.Broker
June 1987 - December 1987 · 6 mos
State Registrations4 states
FLILKSTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Richard Snowden - Financial Advisor | TrueAdvisor