Kristy Tochihara
Kristy Tochihara is a registered investment advisor at Wells Fargo Advisors, based in Louisville, CO, with 36 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
801 Main St, Ste 300, Louisville, CO, 80027
Get directionsHistory
Regulatory History (2)
Customer Dispute
April 2008Customer Dispute
March 2008Other Business Activities
Kristy is a co-trustee for the Finet Practice 401k plan and has 50% ownership in KTNC Inc. Being a co-trustee requires minimal time, while her ownership in KTNC Inc. is a full-time commitment.
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors
Previous Registrations
Morgan StanleyBroker
Morgan Stanley
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Everen Securities, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Everen Securities, INC.Broker
Smith Barney, Harris Upham & CO., IncorporatedBroker
First Choice Securities CORP.Broker
Painewebber IncorporatedBroker
State Registrations40 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.