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Dominick Dibona

38 Years of Experience
Boca Raton, FL
Broker

Dominick Dibona is a registered investment advisor at Raymond James & Associates, INC., based in Boca Raton, FL, with 38 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

1 Town Center Road, 10th Floor, Boca Raton, FL, 33486

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Dominick is a trustee overseeing an account for Garber since 2022. He dedicates minimal time to this investment-related activity.

Employment History
Current Registrations
Raymond James & Associates, INC.
April 2019 - Present · 7 yrs 1 mo
Raymond James & Associates, INC.Broker
March 2019 - Present · 7 yrs 2 mos
Previous Registrations
UBS Financial Services INC.
May 2014 - April 2019 · 4 yrs 11 mos
UBS Financial Services INC.Broker
May 2008 - April 2019 · 10 yrs 11 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - May 2008 · 1 yr 1 mo
Morgan Stanley Dw INC.Broker
June 2000 - April 2007 · 6 yrs 10 mos
Salomon Smith Barney INC.Broker
October 1993 - June 2000 · 6 yrs 8 mos
Prudential Securities IncorporatedBroker
April 1987 - October 1993 · 6 yrs 6 mos
State Registrations18 states
AZCACOCTDCFLGAMANCNJNVNYPASCTNTXUTVA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Dominick Dibona - Financial Advisor | TrueAdvisor