Thomas Breaux
Thomas Breaux is a registered investment advisor at Cetera Investment Advisers LLC, based in Baton Rouge, LA, with 38 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
4737 Millwood Dr, Baton Rouge, LA, 70817
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Thomas is the President & CEO of T.A. Breaux Investments LLC, which he uses to run his independent securities business and manage client portfolios. This takes about 10-20% of his time, including during trading hours.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Avantax Investment Services, INC.Broker
Avantax Advisory Services
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley
Morgan Stanley Dw INC.Broker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Dean Witter Reynolds INC.Broker
Brennan Ross Securities, INC.Broker
The Stuart-James Company, INC.Broker
State Registrations7 states
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