JM
JM

James Mckaveney

38 Years of Experience
St. Petersburg, FL
Broker

James Mckaveney is a registered investment advisor at Morgan Stanley, based in St. Petersburg, FL, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

150 Second Avenue North, Suite 1400, St. Petersburg, FL, 33701

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

James is involved with McKaveney's Amazing Grace LLC, a hospital/healthcare business in St. Petersburg, Florida, since 2016. This activity is investment-related and requires minimal time.

Employment History
Current Registrations
Morgan StanleyBroker
March 2022 - Present · 4 yrs 2 mos
Morgan Stanley
March 2022 - Present · 4 yrs 2 mos
Previous Registrations
UBS Financial Services INC.
May 2008 - March 2022 · 13 yrs 10 mos
UBS Financial Services INC.Broker
May 2008 - March 2022 · 13 yrs 10 mos
Wachovia Securities, LLC
July 2003 - May 2008 · 4 yrs 10 mos
Wachovia Securities, LLCBroker
July 2003 - May 2008 · 4 yrs 10 mos
Prudential Securities IncorporatedBroker
June 2000 - July 2003 · 3 yrs 1 mo
Prudential Securities Incorporated
June 2000 - July 2003 · 3 yrs 1 mo
Salomon Smith Barney INC.Broker
February 1994 - June 2000 · 6 yrs 4 mos
Prudential Securities IncorporatedBroker
August 1989 - February 1994 · 4 yrs 6 mos
Thomson Mckinnon Securities INC.Broker
April 1988 - August 1989 · 1 yr 4 mos
Sherwood Capital, INC.Broker
May 1987 - March 1988 · 10 mos
State Registrations35 states
ALARAZCACOCTFLGAHIIAILINKYMAMDMEMIMNMONCNHNJNMNVNYOHPASCTNTXUTVAVirgin IslandsWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.