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Frank Gavel

Raymond James Financial Services Advisors, INC
35 Years of Experience
Bethel, CT
1 DisclosureBroker
View SEC Summary
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Frank Gavel is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Bethel, CT, with 35 years of industry experience. Frank is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

6 Berkshire Blvd, Unit 305, Bethel, CT, 06801

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 1997
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Frank is a partner in Meade-Gavel LLC, a rental real estate business that owns their office space, and T-Bec LLC, which holds vacation property. He also owns Nutmeg Investment Corp, a support company, dedicating minimal time to each of these activities.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 9 mos
Raymond James Financial Services, INC.Broker
June 1999 - Present · 27 yrs 4 mos
Previous Registrations
Raymond James Financial Services
September 1999 - January 2009 · 9 yrs 4 mos
A. G. Edwards & Sons, INC.Broker
August 1993 - June 1999 · 5 yrs 10 mos
Thomson Mckinnon Securities INC.Broker
September 1988 - June 1989 · 9 mos
Fahnestock & CO., INC.Broker
April 1988 - September 1988 · 5 mos
Fahnestock International INC.Broker
April 1988 - April 1988 · 0 mos
Fahnestock & CO., INC.Broker
January 1988 - April 1988 · 3 mos
Moseley Securities CorporationBroker
April 1987 - January 1988 · 9 mos
State Registrations34 states
ALAZCACOCTDEFLGAILKSMAMDMEMIMNNCNHNJNVNYOHOKORPARISCSDTNTXUTVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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