PA
PA
Peter Arnold
32 Years of Experience
Bethel, CT
2 DisclosuresBroker
Peter Arnold is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Bethel, CT, with 32 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
6 Berkshire Blvd, Unit 305, Bethel, CT, 06801
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2001Denied
Customer Dispute
October 2000Settled
Other Business Activities
Peter works as a financial advisor and independent contractor for Nutmeg Investment Group. This takes about half of Peter's time, including during trading hours.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 6 mos
Raymond James Financial Services, INC.
August 2002 - Present · 23 yrs 11 mos
Raymond James Financial Services, INC.Broker
August 2002 - Present · 23 yrs 11 mos
Previous Registrations
Raymond James Financial Services
July 2004 - January 2009 · 4 yrs 6 mos
A. G. Edwards & Sons, INC.
February 2002 - September 2002 · 7 mos
A. G. Edwards & Sons, INC.Broker
September 1993 - September 2002 · 9 yrs
Chatfield Dean & CO., INC.Broker
July 1993 - August 1993 · 1 mo
State Registrations10 states
CACTFLMAMENCNHNYPAVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.