CQ
CQ

Craig Quinlan

38 Years of Experience
Los Angeles, CA
Broker

Craig Quinlan is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Los Angeles, CA, with 38 years of industry experience. Craig operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

11111 Santa Monica Blvd, Ste 1100, Los Angeles, CA, 90025

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
January 2022 - Present · 4 yrs 6 mos
Northwestern Mutual Investment Services, LLCBroker
January 2022 - Present · 4 yrs 6 mos
Previous Registrations
Northwestern Mutual Investment Services,llc
August 2014 - November 2021 · 7 yrs 3 mos
Northwestern Mutual Investment Services, LLCBroker
July 2014 - November 2021 · 7 yrs 4 mos
Robert W. Baird & CO. IncorporatedBroker
October 1989 - January 2002 · 12 yrs 3 mos
Northwestern Mutual Investment Services, LLCBroker
July 1987 - February 2014 · 26 yrs 7 mos
State Registrations3 states
AZCANV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.