John Conway
John Conway is a registered investment advisor at B.B. Graham & Company, INC., based in Orange, CA, with 38 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 303 clients with $200M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
B.B. Graham & Co.'s annual investment management fee is negotiated and does not exceed 2.99% of the value of your portfolio. The fee is invoiced by the custodian, RBC, on behalf of B.B. Graham & Co. Fees may be higher or lower than this depending on the relationship, complexity, or pre-existing agreements.
Location
1700 W. Katella Ave., Orange, CA, 92867
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 1997Other Business Activities
Since 2011, John has been a part-time professor at Marywood University, teaching "Introduction to Financial Management." He dedicates minimal time to this education-oriented activity.
Employment History
Current Registrations
B.B. Graham & Company, INC.
B.B. Graham & Company, INC.Broker
Previous Registrations
L.M. Kohn & Company
L.M. Kohn & CompanyBroker
Midsouth Capital, INC.Broker
First Security Investments, INC.Broker
Prudential Securities IncorporatedBroker
Butcher & Singer INC.Broker
Cumberland Advisors, PTYBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.