TrueAdvisor
TrueAdvisor
RF
RF

Robert Fitzpatrick

B.B. Graham & Company, INC.
45 Years of Experience
Dunmore, PA
15 DisclosuresBroker
View SEC Summary
View SEC Summary

Robert Fitzpatrick is a registered investment advisor at B.B. Graham & Company, INC., based in Dunmore, PA, with 45 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 427 clients with $320M in assets under management.

B.B. Graham & Company, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
54 advisors
Number of Clients
427 clients
Average Client Portfolio
$753K average
Assets Under Management
$321.7M

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.99%

Annual advisory fee is negotiated based on a percentage of investable assets, not to exceed 2.99%. Current client relationships may have higher or lower fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

212 E Drinker Street, Suite C, Dunmore, PA, 18512

Get directions

History

Regulatory History (15)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2010
Denied
Customer Dispute
September 2004
Settled
Customer Dispute
June 2004
Settled
Customer Dispute
November 2003
Award / Judgment
Customer Dispute
February 2003
Denied
Customer Dispute
February 2003
Denied
Customer Dispute
August 2002
Settled
Customer Dispute
August 2001
Award / Judgment
Customer Dispute
May 2001
Settled
Customer Dispute
June 1995
Settled
Customer Dispute
October 1993
Settled
Customer Dispute
February 1993
Settled
Customer Dispute
January 1993
Settled
Customer Dispute
October 1992
Settled
Customer Dispute
April 1991
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Robert is an associate with Conway Financial, working as a stock broker and investment advisor. This activity takes nearly all of Robert's time.

Employment History
Current Registrations
B.B. Graham & Company, INC.
October 2025 - Present · 1 yr
B.B. Graham & Company, INC.Broker
October 2025 - Present · 1 yr
Previous Registrations
L.M. Kohn & Company
February 2012 - October 2025 · 13 yrs 8 mos
L.M. Kohn & CompanyBroker
January 2012 - October 2025 · 13 yrs 9 mos
Midsouth Capital, INC.Broker
November 2003 - January 2012 · 8 yrs 2 mos
Wachovia Securities, LLC
December 1999 - October 2003 · 3 yrs 10 mos
Wachovia Securities, LLCBroker
October 1999 - October 2003 · 4 yrs
First Union Capital Markets CORP.Broker
November 1997 - October 1999 · 1 yr 11 mos
Prudential Securities IncorporatedBroker
December 1981 - November 1997 · 15 yrs 11 mos
Thomson Mckinnon Securities INC.Broker
December 1980 - January 1982 · 1 yr 1 mo
State Registrations13 states
CACOCTDCDEFLGAMAMDNJNYPAVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Dunmore, PA →All financial advisors in Pennsylvania →