Robert Fitzpatrick
Robert Fitzpatrick is a registered investment advisor at B.B. Graham & Company, INC., based in Dunmore, PA, with 45 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 303 clients with $200M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
B.B. Graham & Co.'s annual investment management fee is negotiated and does not exceed 2.99% of the value of your portfolio. The fee is invoiced by the custodian, RBC, on behalf of B.B. Graham & Co. Fees may be higher or lower than this depending on the relationship, complexity, or pre-existing agreements.
Location
212 E Drinker Street, Suite C, Dunmore, PA, 18512
Get directionsHistory
Regulatory History (15)
Customer Dispute
October 2010Customer Dispute
September 2004Customer Dispute
June 2004Customer Dispute
November 2003Customer Dispute
February 2003Customer Dispute
February 2003Customer Dispute
August 2002Customer Dispute
August 2001Customer Dispute
May 2001Customer Dispute
June 1995Customer Dispute
October 1993Customer Dispute
February 1993Customer Dispute
January 1993Customer Dispute
October 1992Customer Dispute
April 1991Other Business Activities
Robert is an associate with Conway Financial, working as a stock broker and investment advisor. This activity takes nearly all of Robert's time.
Employment History
Current Registrations
B.B. Graham & Company, INC.
B.B. Graham & Company, INC.Broker
Previous Registrations
L.M. Kohn & Company
L.M. Kohn & CompanyBroker
Midsouth Capital, INC.Broker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
First Union Capital Markets CORP.Broker
Prudential Securities IncorporatedBroker
Thomson Mckinnon Securities INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.