Curt Allen
Curt Allen is a registered investment advisor at RBC Capital Markets, LLC, based in St. Louis, MO, with 38 years of industry experience. Curt operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
One North Brentwood, Suite 900, St. Louis, MO, 63105-3926
Get directionsHistory
Regulatory History (6)
Customer Dispute
December 2013Customer Dispute
July 2001Customer Dispute
July 2001Customer Dispute
March 2001Customer Dispute
October 1998Employment Separation After Allegations
October 1990Other Business Activities
Curt works as a driver for Uber, dedicating about 10-20% of his time. He is also a board member of Imperial Condominium Association, spending minimal time on this activity.
Employment History
Current Registrations
RBC Capital Markets, LLCBroker
RBC Capital Markets, LLC
RBC Capital Markets, LLC
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Cibc World Markets CORP.Broker
Stifel, Nicolaus & Company, IncorporatedBroker
Painewebber IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.