Kim Allen
Kim Allen is a registered investment advisor at Ameritas Advisory Services, LLC, based in Watertown, NY, with 38 years of industry experience. Kim operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 25,632 clients with $12B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameritas Advisory Services offers several investment management programs. Fees vary depending on the program and the amount of your portfolio. Fees are negotiable and can be either a fixed percentage or tiered. Some programs also have administrative fees. Here are some examples:
- Galaxy Program: Maximum fees range from 2.00% on the first $250,000 to 1.00% on amounts over $3,000,001. Transaction fees apply.
- Ameritas Investment Strategies (AIS) Program: Includes a 0.30% program fee plus an IAR fee that varies based on the amount of your portfolio, ranging from 2.00% on the first $250,000 to 0.75% on amounts over $5,000,001. Transaction fees apply.
- Adviser Managed Retirement (AMR) Program: Includes a 0.05% program fee plus an IAR fee that varies based on the amount of your portfolio, ranging from 2.00% on the first $250,000 to 0.75% on amounts over $5,000,001.
- Adviser Managed Variable Products Program (AMVP): Fees range from 0.50% to 1.00% of the variable product cash value.
Location
19607 NYS Route 3, Watertown, NY, 13601
Get directionsHistory
Regulatory History (3)
Customer Dispute
August 2014Customer Dispute
August 2002Customer Dispute
February 1996Other Business ActivitiesSells Insurance
Kim is a licensed independent insurance agent selling fixed insurance products and a partner at United Professional Advisors LLC, dedicating about 10-20% of their time. Kim is also the Chief Operations Officer at United Wealth Advisor Group, a general agency for life insurance and investments, and the owner of The AFP Group and United Professional Benefits, dedicating minimal time and about a quarter of their time, respectively.
Employment History
Current Registrations
Ameritas Advisory Services, LLC
Ameritas Investment Company, LLCBroker
Previous Registrations
Ameritas Advisory Services
Carillon Investments, INC.Broker
Cadaret, Grant & CO., INC.Broker
The Investment Center, INC.Broker
Carillon Investments, INC.Broker
Princor Financial Services CorporationBroker
Pruco Securities CorporationBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.