Clifford Gould
Clifford Gould is a registered investment advisor at Gwn Securities INC., based in Soddy Daisy, TN, with 29 years of industry experience. Clifford operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 37,091 clients with $3.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
GWN Securities offers several managed account programs with fees based on a percentage of your portfolio's value. These fees are typically billed quarterly. The specific fees vary depending on the program you choose and the amount you invest. Some programs have minimum account sizes and platform fees. GWN's fees do not include brokerage and custodial services. GWN may also recommend third-party money managers, which will result in additional fees.
Location
Soddy Daisy, TN
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Clifford owns rental property and dedicates minimal time to it. He is also involved in fixed annuity, fixed index annuity, life, and long-term care insurance sales, as well as fixed insurance product sales through CMG Group and Tennessee Retirement Specialists LLC, taking up a significant portion of his time. Clifford also refers business to Cost Segregation Specialists and consults for American Incentive Advisors, dedicating minimal time to each.
Employment History
Current Registrations
Gwn Securities INC.
Gwn Securities INC.Broker
Previous Registrations
Voya Financial Advisors, INC.Broker
Voya Financial Advisors, INC.
Ing Financial Advisers, LLCBroker
Ing Financial Advisers, LLC
Ing Financial Partners, INC
Ing Financial Partners, INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
Nap Financial CorporationBroker
Security First Financial, INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.