Patrick Wittekind
Patrick Wittekind is a registered investment advisor at Stifel Independent Advisors, LLC, based in Stanley, NC, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 7,902 clients with $5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Stifel Independent Advisors offers investment management through various programs. Fees are generally based on a percentage of assets, but can be a fixed dollar amount. The Stifel Vantage Program charges transaction-based commissions. The Stifel Summit Program charges up to 1.00% of the total value of investments under management. Fees are negotiable.
Location
Stanley, NC
Get directionsHistory
Regulatory History (2)
Customer Dispute
June 2003Employment Separation After Allegations
October 2002Other Business Activities
Patrick is the trustee of his own retirement plan, established in 2021. This activity requires minimal time and is investment-related.
Employment History
Current Registrations
Stifel Independent Advisors, LLCBroker
Stifel Independent Advisors, LLC
Previous Registrations
Century Securities Associates INC
Century Securities Associates, INC.Broker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
New York Capital Markets INC.Broker
First Empire Securities, INC.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.