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GW
CFP · ChFC
GW
CFP · ChFC

Gregory Wambolt

Cwm, LLC
25 Years of Experience
Littleton, CO
View SEC Summary
View SEC Summary

Gregory Wambolt is a CFP, ChFC-designated registered investment advisor at Cwm, LLC, based in Littleton, CO, with 25 years of industry experience. Gregory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 52,669 clients with $51B in assets under management.

Cwm, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
663 advisors
Number of Clients
52,669 clients
Average Client Portfolio
$960K average
Assets Under Management
$50.6B

Fee Structure

Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Annual investment advisory fee ranges up to a maximum of 2.50% of assets held in the account. Fees are negotiable based on account size, complexity, and other factors.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

13976 W. Bowles Ave, Ste. 200, Littleton, CO, 80127

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Gregory is involved in event and property rentals through Conifer Ranch since January 2023, and commercial real estate rentals through Wambolt Properties I & II since August 2005. He is also a board member and investor in Personos since October 2024.

Employment History
Current Registrations
Cwm, LLC
June 2025 - Present · 1 yr 4 mos
Previous Registrations
Metis Wealth Management, LLC
August 2016 - December 2016 · 4 mos
Centric Investment Group INC
May 2016 - December 2019 · 3 yrs 7 mos
Metis, L.L.C.
May 2014 - April 2015 · 11 mos
Wambolt & Associates, LLC
June 2010 - September 2025 · 15 yrs 3 mos
Northwestern Mutual Investment Services,llc
August 2007 - June 2010 · 2 yrs 10 mos
Network Planning Advisors, L.L.C.
January 2005 - January 2006 · 1 yr
Northwestern Mutual Wealth Management Company
December 2003 - April 2007 · 3 yrs 4 mos
Financial Blueprints, LLC
June 2001 - December 2004 · 3 yrs 6 mos
State Registrations2 states
COTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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