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Thomas Carns is a registered investment advisor at Morgan Stanley, based in Cincinnati, OH, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
7755 Montgomery Road, 2nd Floor, Cincinnati, OH, 45236
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Regulatory History (8)
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Customer Dispute
January 2013Denied
Customer Dispute
May 2009Settled
Customer Dispute
October 2004Denied
Customer Dispute
February 2003Settled
Customer Dispute
February 2002Settled
Customer Dispute
March 2001Denied
Customer Dispute
October 2000Denied
Customer Dispute
June 1993Settled
Other Business Activities
Thomas is a co-owner of The Protech Auto Care Inc. and the founder of Karen Carns Foundation, a charity, dedicating minimal time per week to the foundation.
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
May 1999 - April 2007 · 7 yrs 11 mos
Morgan Stanley Dw INC.Broker
October 1990 - April 2007 · 16 yrs 6 mos
The Ohio CompanyBroker
May 1987 - October 1990 · 3 yrs 5 mos
State Registrations39 states
ALAZCACOCTDCFLGAHIIAILINKSKYMAMDMEMIMNMOMTNCNENJNVNYOHORPASCSDTNTXUTVAVirgin IslandsWAWIWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.