GW
GW
Gregory Wells is a registered investment advisor at Morgan Stanley, based in Cincinnati, OH, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
7755 Montgomery Road, 2nd Floor, Cincinnati, OH, 45236
Get directionsHistory
Regulatory History (3)
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Customer Dispute
August 2009Settled
Customer Dispute
June 2009Denied
Customer Dispute
June 2008Settled
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
May 2009 - June 2009 · 1 mo
Morgan Stanley & CO. Incorporated
May 2009 - June 2009 · 1 mo
UBS Financial Services INC.
January 2002 - June 2009 · 7 yrs 5 mos
UBS Financial Services INC.Broker
November 2001 - June 2009 · 7 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1990 - November 2001 · 10 yrs 11 mos
Pruco Securities CorporationBroker
May 1990 - October 1990 · 5 mos
The Prudential Insurance Company of AmericaBroker
May 1990 - October 1990 · 5 mos
State Registrations41 states
AKALARAZCACOCTDCDEFLGAILINKSKYLAMAMDMIMNMOMTNCNHNJNMNVNYOHOKORPARISCSDTNTXVAWAWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.