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Dewey Darwin

32 Years of Experience
Scottsdale, AZ
3 DisclosuresBroker

Dewey Darwin is a registered investment advisor at Ameriprise Financial Services, LLC, based in Scottsdale, AZ, with 32 years of industry experience. Dewey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

16220 N Scottsdale Rd, Ste 250, Scottsdale, AZ, 85254

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2007
Settled
Customer Dispute
August 2003
Denied
Customer Dispute
April 2003
Denied
Employment History
Current Registrations
Ameriprise Financial Services, LLC
October 2006 - Present · 19 yrs 9 mos
Ameriprise Financial Services, LLC
May 1994 - Present · 32 yrs 2 mos
Ameriprise Financial Services, LLCBroker
May 1994 - Present · 32 yrs 2 mos
Previous Registrations
Ids Life Insurance CompanyBroker
May 1994 - July 2006 · 12 yrs 2 mos
Financial Architects Securities CorporationBroker
November 1987 - February 1988 · 3 mos
Blinder, Robinson & Co.,inc.Broker
May 1987 - July 1987 · 2 mos
State Registrations26 states
ALARAZCACOFLHIIAIDILINMDMEMNMTNCNJNVNYORPASCTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Dewey Darwin - Financial Advisor | TrueAdvisor