Paul Alotta is a registered investment advisor at Great Elm Capital Management, LLC, based in Charleston, SC, with 36 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 3 clients with $350M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Great Elm manages investments for business development companies and private funds, charging a combination of management fees and performance-based fees.
For the business development company, Great Elm receives a quarterly management fee equal to 1.50% annually of the gross asset value. There is also an incentive fee based on income and capital gains.
For the private fund, Great Elm receives a monthly management fee equal to 1.25% of the net asset value of the fund. The General Partner is also entitled to receive quarterly performance allocations of up to 12.50% on net investment income and annual performance allocations of up to 12.50% on realized capital gains.
Location
295 Seven Farms Drive, Suite 204, Charleston, SC, 29492
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Paul is the sole owner of PAL Consulting Corp, an accounting firm, where he provides accounting and tax services. He dedicates a few hours per week to this business.
Employment History
Current Registrations
Great Elm Capital Management, LLC
Previous Registrations
Imperial Capital Asset Management LLC
North Ridge Securities CORP.Broker
Lazard Capital Markets LLCBroker
RBC Capital Markets, LLCBroker
RBC Capital Markets CorporationBroker
Prudential Equity Group, LLCBroker
State Registrations1 state
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