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Omar Lozano

PNC Wealth Management
39 Years of Experience
Boerne, TX
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Omar Lozano is a registered investment advisor at PNC Wealth Management, based in Boerne, TX, with 39 years of industry experience. Omar is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 164,105 clients with $30B in assets under management.

PNC Wealth Management
Compensation
Fee-Only (% of Portfolio)
Firm Size
1167 advisors
Number of Clients
164,105 clients
Average Client Portfolio
$184K average
Assets Under Management
$30.3B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any0.85%

An annual fee of 0.85% applies to all accounts regardless of size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1410 South Main Street, Boerne, TX, 78006

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2015
Settled
Customer Dispute
June 2014
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
PNC Wealth Management
September 2021 - Present · 5 yrs 1 mo
PNC Wealth Management LLCBroker
August 2021 - Present · 5 yrs 2 mos
Previous Registrations
Bbva Securities INC.Broker
May 2013 - August 2021 · 8 yrs 3 mos
PNC Managed Account Solutions, INC.
October 2010 - August 2021 · 10 yrs 10 mos
St Johns Wealth Management
July 2010 - October 2010 · 3 mos
Bbva Compass Investment Solutions, INC.
May 2004 - July 2010 · 6 yrs 2 mos
Bbva Compass Investment Solutions, INCBroker
February 1996 - May 2013 · 17 yrs 3 mos
Financial Network Investment CorporationBroker
November 1995 - December 1995 · 1 mo
Swbc Investment CompanyBroker
March 1994 - November 1995 · 1 yr 8 mos
Essex National Securities, INC.Broker
November 1993 - March 1994 · 4 mos
Touchstone Securities, INC.Broker
October 1992 - November 1993 · 1 yr 1 mo
Gna Securities, INC.Broker
May 1987 - October 1992 · 5 yrs 5 mos
State Registrations7 states
COKSMONJPATXWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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