Brian Duttera

38 Years of Experience

Sandusky, OH

3 DisclosuresBrokerSells Insurance

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Brian Duttera is a registered investment advisor, based in Sandusky, OH, with 38 years of industry experience.

Location

5004 Timber Commons Drive, Sandusky, OH, 44870

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History

Regulatory History (3)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

June 2001

Denied

Customer Dispute

December 1998

Settled

Customer Dispute

October 1994

Settled

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Brian is the founder, portfolio manager, registered representative, and financial advisor for True Alpha Wealth Management, dedicating full-time hours to investment advice, financial planning, and portfolio management. He also serves as Secretary of the board for The Pattrick and Louise Murray Foundation, spends minimal time as a member/joint owner of Our Happy Place Cottages, LLC, and dedicates a few hours per week as an independent contractor for Disantis Consulting.

Employment History

Current Registrations

Kestra Private Wealth Services, LLC

March 2018 - Present · 8 yrs 2 mos

Kestra Investment Services, LLCBroker

March 2018 - Present · 8 yrs 2 mos

Previous Registrations

Merrill Lynch, Pierce, Fenner & Smith Incorporated

August 1994 - March 2018 · 23 yrs 7 mos

Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker

May 1987 - March 2018 · 30 yrs 10 mos

State Registrations21 states

AZCACOCTDEFLGAKSKYMAMIMNMTNCNJNMOHPASCTNVA

AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams

No exam information available for this advisor.

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