MM
CFP · ChFC
MM
CFP · ChFC

Michael Mason

39 Years of Experience
Newport News, VA
1 Disclosure

Michael Mason is a CFP, ChFC-designated registered investment advisor at Mason & Associates, LLC, based in Newport News, VA, with 39 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Annuities, Divorce Planning, Estate Planning, Federal Employees, and 6 more. Their firm serves 414 clients with $470M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
7 advisors
Number of Clients
414 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$471.4M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Fees are negotiable and do not exceed 2.00% per year. Assets held inside an annuity are billed separately at a flat rate not to exceed 1.00% per year.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

2 Bayport Way, Suite 110, Newport News, VA, 23606

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2011
Denied
Employment History
Current Registrations
Mason & Associates, LLC
September 2020 - Present · 6 yrs 1 mo
Previous Registrations
Centaurus Financial, INC.
March 2004 - October 2020 · 16 yrs 7 mos
Centaurus Financial, INC.Broker
August 2003 - October 2020 · 17 yrs 2 mos
AXA Advisors, LLC
July 2000 - August 2003 · 3 yrs 1 mo
AXA Advisors, LLCBroker
June 1987 - August 2003 · 16 yrs 2 mos
The Equitable Life Assurance Society of the United StatesBroker
June 1987 - January 2000 · 12 yrs 7 mos
State Registrations2 states
TXVA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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