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Thomas Easterling

38 Years of Experience
Alexandria, LA
1 DisclosureBroker

Thomas Easterling is a registered investment advisor at LPL Financial LLC, based in Alexandria, LA, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

128 Versailles Blvd., Alexandria, LA, 71303

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
July 1991
Final
Other Business Activities

Thomas is associated with Financial Solutions Group LLC as a DBA for LPL business, dedicating full-time hours to this role. He is also a member of FSG Holdings LLC for tax/investment purposes, spending minimal time on this activity.

Employment History
Current Registrations
LPL Financial LLCBroker
October 2019 - Present · 6 yrs 7 mos
LPL Financial LLC
October 2019 - Present · 6 yrs 7 mos
Previous Registrations
Fsc Securities CorporationBroker
May 2005 - October 2019 · 14 yrs 5 mos
Fsc Securities Corporation
May 2005 - October 2019 · 14 yrs 5 mos
Lincoln Financial Advisors Corporation
January 1999 - May 2005 · 6 yrs 4 mos
Lincoln Financial Advisors CorporationBroker
June 1987 - May 2005 · 17 yrs 11 mos
The Lincoln National Life Insurance CompanyBroker
June 1987 - May 2005 · 17 yrs 11 mos
Lincoln National Pension Insurance CompanyBroker
June 1987 - January 1989 · 1 yr 7 mos
State Registrations11 states
ALARGAINLAMEMSOKSCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Thomas Easterling - Financial Advisor | TrueAdvisor